clawback provision: Clause in an underwriting agreement for a security that restricts the issue to a certain group.
回补条款:指证券包销协议中的一项条款,它限定向某一群体发售该证券。
Securities sales business take the form of sale on a commission basis or exclusive sales.
证券承销业务采取代销或者包销方式。
stock borrowing and lending agreement
证券借用及借出协议
exclusivity agreement
独家经营/包销/代理协议
"A public offer of shares by promoters shall be underwritten by securities institutions established in accordance with the law, and an underwriting agreement shall be entered into."
发起人向社会公开募集股份,应当由依法设立的证券经营机构承销,签订承销协议。
A public offer of new shares shall be underwritten by a legally established securities institution and an underwriting agreement shall be executed.
公司向社会公开发行新股,应当由依法设立的证券经营机构承销,签订承销协议。
syndicate manager
推销或包销证券的银团中牵头的证券行或投资银行
China s Specific Commitments in Securities Market under WTO Financial Services Agreement and The Impacts on Chinese Securities Firms;
WTO《金融服务协议》下证券市场开放对我国证券公司的影响与对策
Issued $10 face value 40-year bonds to an underwriter at a price of 98.
按98%的价格卖给证券包销商面值10美元,40年期的债券。
Study on Ad Hoc Group Key Agreement Protocol and Certificate Revocation Mechanism;
Ad Hoc组密钥协商协议及证书撤销机制研究
Article 26. The maximum period for underwriting the stock issue on a commission or sole agency basis shall not exceed 90 days.
第二十六条证券的代销、包销期最长不得超过九十日。
A Security Scheme of On-line Negotiable Securities Transaction System based on SSL Protocol
基于SSL协议的网上证券交易系统的安全方案
On the Establishment of Investors Protection Association in China s Securities Market;
浅议中国证券市场投资者保护协会建设
Assessing Securitization Risk under Basel New Capital Accord;
基于巴塞尔新资本协议的资产证券化风险计量
One that guarantees the purchase of a full issue of stocks or bonds.
证券包销商保证购买全部发行的股票或公债的人
Study and Implementation of OCSP and Certificate Revocation in PKI;
PKI中的证书撤销和OCSP协议的研究与实现
The corporation records the issuance of the bonds at the net amount received from the underwriter.
发行公司只记录从证券包销商处收到的现金净值。
On the Crimes of Illegal Consignment Securities in Securities Business;
试论证券市场中的非法承销证券犯罪
CopyRight © 2020-2024 优校网[www.youxiaow.com]版权所有 All Rights Reserved. ICP备案号:浙ICP备2024058711号